Matthew Doyle

 

Part 2B of Form ADV: Brochure Supplement

Matthew Doyle

MD INVESTMENT ADVISORS 

3643 Cortez Rd. Suite 110 

Bradenton, FL 34210

Office Phone 941 792 9198

Mobile Phone 941 209 8766  

Email mdoyle@mdinvestmentadvisors.com

THIS BROCHURE SUPPLEMENT PROVIDES INFORMATION ABOUT MATTHEW DOYLE THAT SUPPLEMENTS THE MD INVESTMENT ADVISORS BROCHURE. YOU SHOULD HAVE RECEIVED A COPY OF THAT BROCHURE. PLEASE CONTACT MATTHEW DOYLE IF YOU DID NOT RECEIVE AN MD Investment Advisors BROCHURE OR IF YOU HAVE ANY QUESTIONS ABOUT THE CONTENT OF THIS SUPPLEMENT.

ADDITIONAL INFORMATION ABOUT MATTHEW DOYLE IS AVAILABLE ON THE SEC'S WEBSITE AT WWW.ADVISORINFO.SEC.GOV

• ITEM 2: EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE

Matthew Doyle Born February 23, 1953

1987 Degree in Criminal Justice from Ocean County College of Toms River NJ. 2005 Certificate in Financial Planning from Kaplan University of Miami Fl.

Business Background for the last 5 years

In July of 2002 Matthew Doyle began the management and operation of MD Investment Advisors, a Florida licensed Registered Investment Advisor. Matthew Doyle is the president and to owner of the firm. To this day there are two employees at this firm.

From August 1993 to current Matthew Doyle sold Life Insurance products as a Licensed Insurance Agent in the state of Florida. This activity takes about 10% of his time or about 4 hours a week.

From January 2002 to current Matthew Doyle prepared individual Tax Returns for customers as an income tax preparer. This activity takes about 15 hours a week during tax season.

• ITEM 3: DISCIPLINARY INFORMATION

A. There are no Legal or Disciplinary events material to a client or prospective client's evaluation of Matthew Doyle. There are no specific legal or disciplinary events presumed to be material for this item.

B. Since becoming series 7 licensed in 1983 there have never been criminal, civil or regulatory disciplinary actions taken against Matthew Doyle. There are no proceedings in which a professional attainment of a designation or license was revoked or suspended because of a violation of rules relating to professional conduct. There are no disciplinary events to report.

• ITEM 4: OTHER BUSINESS ACTIVITY

Matthew Doyle is engaged in the sale of life insurance products as a licensed insurance agent. He also prepares income taxes for compensation.

1. There are no other investment related financial activities to create a conflict of interest with clients.

2. No commissions, bonuses or other compensation based on the sale of securities or other investment products are received by Matthew Doyle.

A. Matthew Doyle is actively engaged in the sale of insurance products and the preparation of income taxes for compensation.

• ITEM 5: ADDITIONAL COMPENSATION

A. There is no arrangement where someone who is not a client provides an economic benefit to Matthew Doyle for providing advisory services.

• ITEM 6: SUPERVISION

Matthew Doyle supervises individuals at MD Investment Advisors. He is the president of the firm and can be reached at 941 792 9198 or 941 209 8766.

Supervised individuals will be instructed regularly and consistently to insure they are advised of among other things:

1. The investment management process, including allocation of investment opportunities among investment advisory clients and consistency of portfolios with client investment objectives, disclosure by the adviser, and applicable regulatory restrictions;

2. Trading practices, including procedures by which the investment advisor satisfies its best execution obligation and personal trading of supervised persons;

3. The accuracy of disclosures made to investors, clients, and securities regulators, including account statements and advertisements;

4. Safeguarding client assets from inappropriate use by advisory personnel.

5. The accurate creation of required records and their maintenance in a manner that secures them from untimely destruction;

6. Marketing advisory services including the use of solicitors;

7. Process to value client holdings and assess investment adviser fees based on such valuations;

8. Client privacy safeguards

Supervised persons will be monitored continuously through daily reports and personal interaction. Emails will be monitored through the firms private email site. Meetings will be conducted to insure the supervised persons are informed and aware of the firms Policies 

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MD Investment Advisors
Serving our clients since 1999

Matthew Doyle

Owner MD Investment Advisors

and Procedures. Monthly compliance checklists will be conducted to stay current with requirements. Supervisor will, on a constant and ongoing basis, monitor the sales practices of the supervised. Emilie Pinho has been contracted to supply written supervisory and compliance policy and procedures to all firm associates. She will also conduct internal audits when necessary.

• ITEM 7: REQUIREMENTS FOR STATE REGISTRATION

A. Matthew Doyle has never been subject to an award or otherwise been found liable in an arbitration claim of any kind or for any amount.

B. Matthew Doyle has never been subject to an award or otherwise been found liable in a civil, self regulatory organization, or administrative proceeding of any kind.

C. Matthew Doyle has not been the subject of a bankruptcy petition.